More Books:

SEC Oversight of Investment Advisers
Language: en
Pages: 226
Authors: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Categories: Financial planners
Type: BOOK - Published: 1992 - Publisher:

SEC Oversight of Investment Advisers
Language: en
Pages: 230
Authors: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Categories: Financial planners
Type: BOOK - Published: 1992 - Publisher:

Investment Advisers
Language: en
Pages: 60
Authors: United States. General Accounting Office
Categories: Financial planners
Type: BOOK - Published: 1990 - Publisher:

Regulation of Investment Advisers
Language: en
Pages: 956
Authors: Thomas P. Lemke
Categories: Investment advisors
Type: BOOK - Published: 1997 - Publisher:

Investment Adviser Regulation
Language: en
Pages: 988
Authors: Clifford E. Kirsch
Categories: Law
Type: BOOK - Published: 1996 - Publisher: Practising Law Inst

Regulation of Money Managers
Language: en
Pages: 4726
Authors: Tamar Frankel
Categories: Law
Type: BOOK - Published: 2015-09-16 - Publisher: Wolters Kluwer

The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Se
Ensuring Appropriate Regulatory Oversight of Broker-dealers and Legislative Proposals to Improve Investment Adviser Oversight
Language: en
Pages: 569
Authors: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Categories: Electronic books
Type: BOOK - Published: 2012 - Publisher:

H.R. 4624, the Investment Adviser Oversight Act of 2012
Language: en
Pages: 326
Authors: United States. Congress. House. Committee on Financial Services
Categories: Electronic books
Type: BOOK - Published: 2013 - Publisher:

Regulation of Investment Advisers
Language: en
Pages:
Authors:
Categories: Investment advisors
Type: BOOK - Published: 2003 - Publisher: